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Section Head - Enforcement

ADG Market Making · Abu Dhabi

Senior 🇬🇧 English

Job description

About the role

The ADGM Registration Authority’s Monitoring & Enforcement Division seeks a senior professional to lead its Enforcement Section. Reporting to the Associate Director, Enforcement, you will shape and execute the authority’s enforcement strategy, ensuring compliance with ADGM commercial legislation.

Key responsibilities

  • Collaborate with the Associate Director to develop and propose the division’s enforcement strategy and annual operational plan.
  • Oversee the delivery of the enforcement strategy, monitoring case selection, assessment, and quality of engagement.
  • Independently manage and assess enforcement cases involving audit, corporate reporting, corporate conduct, fraudulent activities, beneficial ownership, real property, professional services and unlicensed activities.
  • Lead investigations, gather evidence, and produce objective analysis and recommendations.
  • Supervise, mentor and advise direct reports on investigations and assessments.
  • Maintain comprehensive, confidential records for all cases and ensure compliance with documentation standards.

Required profile

  • Minimum 10 years of experience in regulatory compliance, investigations or enforcement.
  • Proven ability to lead a team and manage complex cases within a legal or regulatory framework.
  • Strong analytical and decision‑making skills, with a focus on objective, evidence‑based outcomes.
  • Excellent stakeholder management and communication abilities.

Required skills

    What we offer

    • Opportunity to influence regulatory enforcement in a leading international financial centre.
    • Collaborative environment with senior leadership and cross‑functional teams.

    Questions fréquentes

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    Published 1 month ago

    Expires 3 weeks from now

    42 views · 0 interested

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    ADG Market Making

    Abu Dhabi