Head of Compliance – Dubai (CMA/SCA Accredited)

About the role

Joining the Compliance division at LMAX Group's new Dubai office offers a unique opportunity to lead and shape the compliance framework within a fast‑growing institutional exchange environment.

Key responsibilities

• Act as the primary point of contact for the Securities and Commodities Authority (SCA/CMA) and manage regulatory filings, information requests, and supervisory inspections.
• Develop, implement, and maintain the firm’s Compliance Manual and internal policies, ensuring updates with the latest SCA/CMA circulars.
• Provide final compliance sign‑off on promotional material and client‑facing communications.
• Lead the development and maintenance of comprehensive compliance programs aligned with regulatory requirements and industry best practices.
• Oversee monitoring and reporting of compliance risks, ensuring timely identification and mitigation.
• Manage regulatory filings, audits, and inspections to ensure full adherence to UAE financial rules.
• Act as the Money Laundering Reporting Officer (MLRO) and oversee the AML/CFT framework, including goAML portal submissions of STRs/SARs.
• Provide expert guidance and training to staff on compliance matters and maintain effective communication with regulators and external auditors.

Required profile

• University degree with a minimum of 5 years’ experience in financial markets or related fields.
• Relevant certifications such as CMA, CPA, CIA, ICA compliance certificates, ACAMS or other anti‑money‑laundering qualifications.
• Successful completion of exams on UAE Financial Rules and Regulations and Combating Financial Crime.
• Commitment to continuous professional development in global financial compliance.
• Strong leadership, communication and stakeholder‑management abilities.

Required skills

• Risk management
• AML/CFT framework
• Regulatory filings
• goAML portal
• Compliance Manual development
• Transaction monitoring
• Financial compliance standards